Disclaimer and Regulatory Compliance
Information
Roffman Miller Associates, Inc. (RMA) is an
SEC-registered investment advisor located in
Philadelphia, Pennsylvania. In addition to registering
with the SEC, RMA notice files with the states of
Pennsylvania, Delaware, Maryland, California, New
Jersey, New York, Texas, Florida, North Carolina, Connecticut and Virginia. When the number of
our clients in a state meets that state’s registration
requirements, RMA will notice file in that state.
Roffman Miller Associates, Inc. renders individualized
responses to persons in a particular state only after
complying with the state's regulatory requirements, or
pursuant to an applicable state exemption or
exclusion. The presence of this website on the
Internet shall in no direct or indirect way suggest that
the firm offers investment advisory services to
residents of any state other than the states in which
the firm maintains a notice filing. In addition,
this website should not be construed as a solicitation
of investment advisory clients in any state other than
the states in which we maintain a notice filing.
In conjunction with each client engagement for
investment management, a copy of our Form ADV, Part II,
which may be contained within our brochure materials,
must be delivered to the Client. You may request a copy
of our Disclosure Document, Form ADV, Part II Brochure and Brochure Supplement (PDF File), by
clicking here (PDF File) or by calling Roffman Miller Associates,
Inc. at 215-981-1030.
This website provides general information about
Roffman Miller Associates, Inc. and is not intended to
offer investment or financial planning advice. The
purpose of this site is to provide you with information
about the firm and our investment philosophy, and to
provide a means for you to contact us for further
information. Roffman Miller Associates, Inc. provides
customized investment recommendations only within the
context of our contractual agreements with our clients,
and only after a comprehensive review of the client's
situation
Information throughout this site, whether stock
quotes, charts, articles, or any other statement or
statements regarding market or other financial
information, is obtained from sources which we, and our
suppliers believe to be reliable, but we do not warrant
or guarantee the timeliness or accuracy of this
information. Nothing on this web-site should be
interpreted to state or imply that past results are an
indication of future performance. Neither we nor our
information providers shall be liable for any errors or
inaccuracies, regardless of cause, or the lack of
timeliness of, or for any delay or interruption in the
transmission thereof to the user. THERE ARE NO
WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY,
COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION
POSTED ON THIS OR ANY 'LINKED' WEB-SITE."
Some pages within the Roffman Miller Associates, Inc.
website are password-protected. Access to these
areas is restricted to authorized users only. The
user in password-protected areas is responsible for any
use of the password and for maintaining the
confidentiality of the password.
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Roffman
Miller Associates, Inc. (RMA) is an SEC-registered
investment advisor located in Philadelphia,
Pennsylvania. In addition to registering with the
SEC, RMA notice files with the states of
Pennsylvania, Delaware, Maryland, California, New
Jersey, New York, Texas, Florida, North Carolina, Virginia and Connecticut. This website
provides general information about Roffman Miller
Associates, Inc. and is not intended to offer
investment or financial planning advice. The
purpose of this site is to provide you with
information about the firm and our investment
philosophy, and to provide a means for you to
contact us for further information. Please click here for additional Disclaimer and Regulatory
Information. |
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